Cycloadditions: 2 + 2 cycloadditions


Morrison & Boyd 6th ed., &167; 28.9

The pictures that we used to explain the reaction between ethene and butadiene, can also serve to eplain why a reaction between two ethylene molecules will normally not take place:

MO's of of ethylene
homo lumo  

Overlap between HOMO and LUMO is not beneficial, as matching of lobes with the right sign is cancelled by a mismatch at the other atom pair.
Neither is HOMO-HOMO overlap: the symmetry is allright, and two electrons could occupy a newly formed, lower orbital, but the other two electrons have to occupy the higher one, and the net effect is (close to) zero.
In LUMO-LUMO overlap there are no electrons at all to benefit from the interaction.
Generally speaking, the 2+2 reaction is not favoured. Neither is the 4+4 cycloaddition, for the same reason.

This picture changes however, when one electron is raised to the LUMO, by photochemical excitation. This LUMO now becomes the new HOMO, and it will favourably overlap with the empty LUMO of a ground state ethylene. The newly formed, lower lying orbital is occupied by one electron, so the system will be stabilized by the interaction.

Question: is the other combination, the 'formerHOMO'-HOMO interaction, beneficial?

These orbital symmetry considerations lead to the general (Woodward-Hoffmann) rule that suprafacial cycloadditions of the type [i+j] are allowed in the ground state if i+j equals 4n+2, and photochemically if it equals 4n.
The term suprafacial is illustrated on the next page, where we discuss ketene 2+2 reactions.



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